-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, IoUk8VJ7KOr0JI607s9IaLWRowcMEOEJ/PmsgNgLMpegr+TiZdZsJQdtGAzDmfn4 rL5LBOcDfbxvOG9tpBvjHQ== 0000950123-95-000139.txt : 19950608 0000950123-95-000139.hdr.sgml : 19950608 ACCESSION NUMBER: 0000950123-95-000139 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19950130 SROS: AMEX GROUP MEMBERS: ALAN GRANT QUASHA GROUP MEMBERS: NAR GROUP LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARKEN ENERGY CORP CENTRAL INDEX KEY: 0000313478 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 952841597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31404 FILM NUMBER: 95503690 BUSINESS ADDRESS: STREET 1: 5605 N MACARTHUR STE 400 CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 2147536900 MAIL ADDRESS: STREET 1: 2505 NORTH HWY 360 STREET 2: STE 800 CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 FORMER COMPANY: FORMER CONFORMED NAME: HARKEN OIL & GAS INC DATE OF NAME CHANGE: 19890109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NAR GROUP LTD CENTRAL INDEX KEY: 0000921099 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: D8 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P O BOX 438 STREET 2: ROAD TOWN TORTOLA CITY: BRITISH VIRGIN ISLAN STATE: D8 ZIP: 00000 BUSINESS PHONE: 8094942616 SC 13D/A 1 AMENDMENT NO. 8 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) HARKEN ENERGY CORPORATION (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 412552-10-1 (CUSIP Number) Thomas A. Huser, Esq. Quadrant Management, Inc. 127 East 73rd Street New York, New York 10021 (212) 439-9292 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 20, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / / . Check the following box if a fee is being paid with this statement / / . (Continued on following page(s)) Page 1 of 29 Pages Exhibit Index Appears on Page 8 2 CUSIP NO. 412552-10-1 13D Page 2 of 29 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NAR Group Limited (formerly North American Resources Limited) _______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP (b) /X/ _______________________________________________________________________________ 3 SEC USE ONLY _______________________________________________________________________________ 4 SOURCE OF FUNDS AF _______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS / / IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) _______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands _______________________________________________________________________________ NUMBER 7 SOLE VOTING POWER None OF ______________________________________________________________ SHARES BENEFICIALLY 8 SHARED VOTING POWER 5,437,706 shares OWNED ______________________________________________________________ BY EACH 9 SOLE DISPOSITIVE POWER None REPORTING ______________________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER 5,437,706 shares _______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,437,706 shares _______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES / / CERTAIN SHARES _______________________________________________________________________________ 3 CUSIP NO. 412552-10-1 13D Page 3 of 29 Pages 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.0% _______________________________________________________________________________ 14 TYPE OF REPORTING PERSON CO, HC _______________________________________________________________________________ 4 CUSIP NO. 412552-10-1 13D Page 4 of 29 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alan Grant Quasha _______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP (b) /X/ _______________________________________________________________________________ 3 SEC USE ONLY _______________________________________________________________________________ 4 SOURCE OF FUNDS AF, PF, SC _______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS / / IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) _______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. _______________________________________________________________________________ NUMBER 7 SOLE VOTING POWER 101,000 shares OF ______________________________________________________________ SHARES BENEFICIALLY 8 SHARED VOTING POWER 5,437,706 shares OWNED ______________________________________________________________ BY EACH 9 SOLE DISPOSITIVE POWER 101,000 shares REPORTING ______________________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER 5,437,706 shares _______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,538,706 shares _______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) / / EXCLUDES CERTAIN SHARES _______________________________________________________________________________ 5 CUSIP NO. 412552-10-1 13D Page 5 of 29 Pages 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.2% _______________________________________________________________________________ 14 TYPE OF REPORTING PERSON IN _______________________________________________________________________________ 6 CUSIP NO. 412552-10-1 13D Page 6 of 29 Pages Item 1. Security and Issuer. This Amendment No. 8 to Statement on Schedule 13D (this "Amendment"), filed with respect to events that occurred on January 20, 1995, relates to the shares of Common Stock, par value $.01 per share, of Harken Energy Corporation (the "Common Stock" and the "Issuer", respectively), a Delaware corporation whose principal executive offices are located at MacArthur Center II, Suite 400, 5605 North MacArthur Boulevard, Irving, Texas 75038. The original Statement on Schedule 13D, as modified by all prior amendments, is referred to herein as the "Amended Statement". Item 4. Source and Amount of Funds or Other Consideration. Item 4 of the Amended Statement is hereby amended by deleting the last paragraph thereof and inserting the following language in lieu thereof: "Effective November 21, 1994, Alan G. Quasha resigned as a director of the Issuer. Due to recent favorable market conditions, the Reporting Persons have decided to dispose of up to approximately 605,000 shares of Common Stock owned by them. Accordingly, the Reporting Persons intend to continue to hold for investment purposes approximately 4,949,806 shares of the Common Stock. Subject to the continuation of such market conditions, sales of such shares shall be made pursuant to Rule 144, promulgated under the Securities Act of 1933, as amended (th "1933 Act") or other exemptions from registration sprovided by the securities laws. Pursuant to Rule 144, from January 23 through 25, 1995, the Reporting Persons sold a total of 16,100 at a sales price of $2.25 per share. Each Reporting person may formulate other purposes, plans or porposals relating to the securities of the Issuer to the extent deemed advisable in light of market conditions, investment policies and other factors. Except as indicated in this Statement the Reporting Persons currently have no specific plans or proposals that relate to or would result in (i) the 7 CUSIP NO. 412552-10-1 13D Page 7 of 29 Pages acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (ii) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (iii) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (iv) any change in the present Board of Directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board; (v) any material change in the present capitalization or dividend policy of the Issuer; (vi) any other material change in the Issuer's business or corporate structure; (vii) changes in the Issuer's charter, by-laws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (viii) cuasing the Class A Common Stock to be delisted from the American Stock Exchange; (ix) the Class A Common Stock becoming eligible ofor termination of registration pursuant to Section 12(g)(4) for the Securities Exchange Act of 1934; or (x) any action similar to any of those enumerated in this paragraph." Item 5. Interest in Securities of the Issuer. Item 5 of the Amended Statement is hereby amended by deleting the first and third paragraphs thereof and paragraph (c) thereof and substituting the following language in lieu thereof: "(a) & (b) Based on the Issuer's Report on Form 10-Q for the quarter ending September 30, 1994, the Issuer has a total of 60,442,853 shares of Common Stock outstanding as of November 1, 1994. Pursuant to Rule 13d-3, the Reporting Persons may be deemed to beneficially own an aggregate of 5,538,706 shares of Common Stock constituting approximately 9.2% of the issued and outstanding shares of Common Stock. Such amount includes 101,000 shares of Common Stock owned by Mr. Quasha for which he has sole voting and dispositive power. Such amount also includes an aggregate of 524,686 shares of Common Stock which the Reporting Persons have the right to acquire through the exercise of outstanding options. Other 8 CUSIP NO. 412552-10-1 13D Page 8 of 29 Pages than the 101,000 shares owned by Mr. Quasha, for purposes of Section 13(d), the Reporting Persons may be deemed to have shared power to vote and dispose of, or to direct the voting and disposition of, the securities referred to in this paragraph. (c) Other than the transactions described in this Amended Statement, no transactions in the shares of Common Stock have been effected during the past 60 days by the Reporting Persons, or, to the best of their knowledge the Instruction C Persons or any of the persons named in Exhibit B." Item 7. Material to be Filed as Exhibits. Page --------------------------------- ---- Exhibit A: Information concerning Reporting Persons and Instruction C Persons. [Amended.] 10 Exhibit B: Information concerning Reporting Persons' and Instruction C Persons' executive officers, directors and others. [Amended.] 21 Exhibits C - T: [Previously filed.] 9 CUSIP NO. 412552-10-1 13D Page 9 of 29 Pages SIGNATURES After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: January 27, 1995 NAR GROUP LIMITED By: /s/ THOMAS A. HUSER ----------------------------------- Thomas A. Huser, its Attorney-in-Fact ALAN GRANT QUASHA By: /s/ THOMAS A. HUSER ----------------------------------- Thomas A. Huser, his Attorney-in-Fact 10 EXHIBIT INDEX ------------- Exhibit A: Information concerning Reporting Persons and Instruction C Persons. [Amended.] Exhibit B: Information concerning Reporting Persons' and Instruction C Persons' executive officers, directors and others. [Amended.] Exhibits C - T: [Previously filed.] EX-99.A 2 INF. CONC. REPORTING PERSONS AND INST. C PERSONS 1 CUSIP NO. 412552-10-1 13D Page 10 of 29 Pages EXHIBIT A Name: NAR Group Limited Place of Organization: British Virgin Islands Principal Business: A holding company Address of Principal Business: P.O. Box 438 Road Town, Tortola British Virgin Islands Address of Principal Office: P.O. Box 438 Road Town, Tortola British Virgin Islands 2 CUSIP NO. 412552-10-1 13D Page 11 of 29 Pages EXHIBIT A Name: Intercontinental Mining & Resources Incorporated Place of Organization: British Virgin Islands Principal Business: A holding company Address of Principal Business: P.O. Box 438 Road Town, Tortola British Virgin Islands Address of Principal Office: P.O. Box 438 Road Town, Tortola British Virgin Islands 3 CUSIP NO. 412552-10-1 13D Page 12 of 29 Pages EXHIBIT A Name: Quadrant Capital Corp. Place of Organization: Delaware, U.S.A. Principal Business: A holding company Address of Principal Business: c/o Quadrant Management, Inc. 127 East 73rd Street New York, New York 10021 Address of Principal Office: c/o Quadrant Management, Inc. 127 East 73rd Street New York, New York 10021 4 CUSIP NO. 412552-10-1 13D Page 13 of 29 Pages EXHIBIT A Name: Alan Grant Quasha Business Address: c/o Quadrant Management, Inc. 127 East 73rd Street New York, New York 10021 Principal Occupation: Business Executive President of Quadrant Management, Inc. (see above address) Citizenship: United States 5 CUSIP NO. 412552-10-1 13D Page 14 of 29 Pages EXHIBIT A Name: Richemont Group Limited Place of Organization: British Virgin Islands Principal Business: A holding company Address of Principal Business: CITCO Building Wickhams Cay Road Town, Tortola British Virgin Islands Address of Principal Office: CITCO Building Wickhams Cay Road Town, Tortola British Virgin Islands 6 CUSIP NO. 412552-10-1 13D Page 15 of 29 Pages EXHIBIT A Name: Richemont S.A. Place of Organization: Luxembourg Principal Business: A holding company Address of Principal Business: 24-26 avenue de la Liberte BP 1443 L-1930 Luxembourg Address of Principal Office: 24-26 avenue de la Liberte BP 1443 L-1930 Luxembourg 7 CUSIP NO. 412552-10-1 13D Page 16 of 29 Pages EXHIBIT A Name: Compagnie Financiere Richemont AG Place of Organization: Zug, Switzerland Principal Business: A holding company Address of Principal Business: Rigistrasse 2 6300 Zug, Switzerland Address of Principal Office: Rigistrasse 2 6300 Zug, Switzerland 8 CUSIP NO. 412552-10-1 13D Page 17 of 29 Pages EXHIBIT A Name: Compagnie Financiere Ehrbar Place of Organization: Zug, Switzerland Principal Business: A holding company Address of Principal Business: Rigistrasse 2 6300 Zug, Switzerland Address of Principal Office: Rigistrasse 2 6300 Zug, Switzerland 9 CUSIP NO. 412552-10-1 13D Page 18 of 29 Pages EXHIBIT A Name: Evansville Limited Place of Organization: British Virgin Islands Principal Business: A holding company Address of Principal Business: P.O. Box 438 Road Town, Tortola British Virgin Islands Address of Principal Office: P.O. Box 438 Road Town, Tortola British Virgin Islands 10 CUSIP NO. 412552-10-1 13D Page 19 of 29 Pages EXHIBIT A Name: Phyllis Quasha Revocable Trust Place of Organization: Bermuda Principal Business: A personal trust Address of Principal Business: c/o Bermuda Trust Company Limited Bank of Bermuda Building Front Street Hamilton, Bermuda HM11 Address of Principal Office: c/o Bermuda Trust Company Limited Bank of Bermuda Building Front Street Hamilton, Bermuda HM11 11 CUSIP NO. 412552-10-1 13D Page 20 of 29 Pages EXHIBIT A Name: Phyllis Grant Quasha Residence Address: Flat 6, 31 Pont Street London SW1, England Principal Occupation: Private investor Citizenship: Australia EX-99.B 3 INF. CONC. RPS' AND ICPS' EXEC. OFF., DIR. AND OTH 1 CUSIP NO. 412552-10-1 13D Page 21 of 29 Pages EXHIBIT B NAR GROUP LIMITED
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- Yves-Andre Istel Director Vice Chairman 1251 Avenue of the Americas, Rothschild, Inc. 51st Floor New York, NY 10020 Jeffrey Laikind Director Managing Director 9 West 57th Street Prudential-Bache Investment New York, NY 10019 Management Eloy Michotte Director Business Executive, Richemont 15 Hill Street International, Ltd. London W1X 7FB England Alan G. Quasha Director Business Executive, Quadrant 127 East 73rd Street Management, Inc. New York, NY 10021 Howard M.S. Tanner Director Business Executive, Richemont 15 Hill Street International, Ltd. London W1X 7FB England Johann P. Rupert Director Business Executive, Rupert Rupert International International (Pty) Ltd (Pty) Ltd Alexander Street 34 Stellenbosch 7600 Republic of South Africa
2 CUSIP NO. 412552-10-1 13D Page 22 of 29 Pages EXHIBIT B INTERCONTINENTAL MINING & RESOURCES INCORPORATED
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- DGW Management Ltd. Director Management Company P.O. Box 438 Road Town, Tortola British Virgin Islands Integro Trust BVI Secretary Corporate Director P.O. Box 438 Limited Road Town, Tortola British Virgin Islands
3 CUSIP NO. 412552-10-1 13D Page 23 of 29 Pages EXHIBIT B QUADRANT CAPITAL CORP.
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- Alan G. Quasha President Business Executive 127 East 73rd Street Quadrant Management, Inc. New York, NY 10021 John R. Schoemer Vice President and Business Executive 127 East 73rd Street Treasurer Quadrant Management, Inc. New York, NY 10021 Thomas A. Huser Secretary General Counsel 127 East 73rd Street Quadrant Management, Inc. New York, NY 10021
4 CUSIP NO. 412552-10-1 13D Page 24 of 29 Pages EXHIBIT B RICHEMONT GROUP LIMITED
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- Kurt Nauer Director Business Executive, Rigistrasse 2 Compagnie Financiere 6300 Zug, Switzerland Richemont AG Dr. Max Ehrbar Director Attorney Kreuzstrasse 26 8008 Zurich Switzerland Rene Gerber Director Business Executive, Kreuzstrasse 26 Edesa Management AG 8008 Zurich Switzerland Eloy Michotte Director Business Executive, 15 Hill Street Richemont International Ltd. London W1X 7FB England BVI Corporation Company Secretary Corporate Services CITCO Building, Limited Corporation Wickhams Cay Road Town, Tortola British Virgin Islands
5 CUSIP NO. 412552-10-1 13D Page 25 of 29 Pages EXHIBIT B RICHEMONT S.A.
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- Johann P. Rupert Executive Chairman Business Executive, Rupert International Rupert International (Pty) Ltd p.l.c. Alexander Street 34 Stellenbosch 7600 Republic of South Africa Eloy Michotte Executive Director Business Executive, 15 Hill Street Richemont London W1X 7FB International Ltd. England Jan du Plessis Finance Director Business Executive, Denham Place Rothmans International Village Road p.l.c. Denham Uxbridge Middlesex UB9 5BL England Alan G. Quasha Director Business Executive, 127 East 73rd Street Quadrant Management, Inc. New York, NY 10021 Howard M.S. Tanner Executive Director Business Executive, 15 Hill Street Richemont London W1X 7FB International Ltd. England Joseph Kanoui Executive Director Business Executive, 6 Boulevard Vendome Luxury Group, SA James-Fazy 1201 Geneva Switzerland Jean-Paul Aeschimann Director Attorney, Lenz & Staehlin Grand Rue 25 1204 Geneva Switzerland Rene Gerber Director Business Executive, Edesa Kreuzstrasse 26 Management AG 8008 Zurich Switzerland
6 CUSIP NO. 412552-10-1 13D Page 26 of 29 Pages EXHIBIT B COMPAGNIE FINANCIERE RICHEMONT AG
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- Dr. Nikolaus Senn Chairman of the Banker, Union Bank of Bahnhofstrasse 45 Board of Directors Switzerland 8001 Zurich Switzerland Jean-Paul Aeschimann Deputy Chairman of Attorney, Lenz & Staehlin Grand Rue 25 the Board of 1204 Geneva Directors Switzerland Johann P. Rupert Managing Director Business Executive, Rupert Rupert International International (Pty) Ltd (Pty) Ltd Alexander Street 34 Stellenbosch 7600 Republic of South Africa Jan du Plessis Finance Director Business Executive, Denham Place Rothmans International Village Road p.l.c. Denham Uxbridge Middlesex UB9 5BL England Dr. Max Ehrbar Director Attorney, Private Practice Kreuzstrasse 26 8008 Zurich Switzerland Joseph Kanoui Director Business Executive, 6 Boulevard James Vendome Luxury Group SA Fazy 1201 Geneva Switzerland Rene Gerber Director Business Executive, Edesa Kreuzstrasse 26 Management AG 8008 Zurich Switzerland Lord Swaythling Director Chairman, Rothmans 15 Hill Street International p.l.c. London W1X 7FB England Yves-Andre Istel Director Vice Chairman Rothschild, 1251 Avenue of the Americas, Inc. 51st Floor New York, NY 10020
7 CUSIP NO. 412552-10-1 13D Page 27 of 29 Pages EXHIBIT B COMPAGNIE FINANCIERE EHRBAR
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- Dr. Max Ehrbar Managing Partner Attorney, Private Practice Kreuzstrasse 26 8008 Zurich Switzerland Johann P. Rupert Managing Partner Business Executive, Rupert Interational (Pty) Ltd Rupert International Alexander Street 34 (Pty) Ltd Stellenbosch 7600 Republic of South Africa
8 CUSIP NO. 412552-10-1 13D Page 28 of 29 Pages EXHIBIT B EVANSVILLE LIMITED
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- F.M.C. Limited Director Corporate Director P.O. Box 438 Road Town, Tortola British Virgin Islands S.C.S. Limited Director Corporate Director P.O. Box 438 Road Town, Tortola British Virgin Islands Integro Trust Secretary Corporate Agent P.O. Box 438 (BVI) Limited Road Town, Tortola British Virgin Islands
9 CUSIP NO. 412552-10-1 13D Page 29 of 29 Pages EXHIBIT B PHYLLIS QUASHA REVOCABLE TRUST
Position Name with Company Occupation Principal Address ---- ------------ ---------- ----------------- Bermuda Trust Corporate Trustee Corporate Trustee Bank of Bermuda Company Limited Front Street Hamilton, Bermuda HM11 Phyllis G. Quasha Settlor Private Investor Flat 6, 31 Pont Street London SW1, England
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